Registered Investment Advisory (RIA) firm seeking qualified Relationship Advisor with extensive experience in the financial services industry. This is an exciting opportunity to join a rapidly evolving firm focused on personalizing client relationships, while helping to plan and secure their financial future. This role will work closely with the firm’s Principal & CFP® Advisor in client financial planning work.

Main Client Responsibilities:

• Draft & update financial plans for review by main advisor
• Perform asset allocation analysis for client onboarding and portfolio reviews & create custom analyses
• Prepare presentations & meeting materials
• Answer routine client questions and service requests
• Phone confidence & comfortable 1 on 1 with clients

Team Responsibilities:

• Ability to work closely with the team’s Client Services Specialist to implement strategies and service clients
• As the team grows, engage new team members and train on the processes, tools & methodologies used by the team and integrate into culture of the firm
• Eagerness to learn our holistic financial planning model
• Assist with project implementation

Experience Requirements:

• Bachelor’s Degree
• Series 65 (or Series 66 & 6 within the past 2 years)
• CT Life & Health Insurance License
• CFP® designation preferred or coursework in progress (ability to obtain designation within 18 months)
• 2-5 years relevant industry experience

This is a full-time position requiring approximately 40 hours per week with flex time (part in-office and part work from home offered after sufficient training completed). Once hired, you will also be eligible to participate in a number of company-sponsored benefits after satisfying the required probationary period.

Job Type: Full-time; Salary dependent upon experience

Benefits:

401(k)

401(k) matching

Flexible schedule

Health insurance

Paid time off

Parental leave

CFP® Program Tuition Reimbursement

Retirement plan

Schedule:

8 hour shift; Monday to Friday

Supplemental Pay: Bonus pay

COVID-19 considerations:

Proof of employee vaccination required, hybrid in-office/work from home offered, socially distanced office, masks and hand sanitizer available throughout office.